Saturday, June 26, 2010

Public intellectuals in France and the US


What is the role of the intellectual in France in 2010?  And has that role declined in the past several decades?  Have the media and the internet profoundly eroded or devalued the voice of the intellectual in public space?  The Nouvel Observateur takes up these questions in a recent issue devoted to "Le pouvoir intellectuel" (link).

The line of thought is a complicated one.  Jacques Julliard frames the question by proposing that the public imagination of the intellectual involves a narrative of precipitous decline since the active engagements of Sartre, Beauvoir, and Camus.  There was a conception of the engaged intellectual who brought his/her ideas and convictions into opposition when state and society were going wrong -- Algeria, Vietnam, capitalism.  And, Julliard suggests, the common view is that the current generation of intellectuals have not succeeded -- perhaps have not even attempted -- at bringing theory, critique, and value into the public sphere.  Jean Daniel captures the idea in his editorial: "Faut-il rire des 'intellos'?"

But -- here is the complexity -- Julliard refutes this idea.  The tradition of the public intellectual is not attenuated or corrupted in France; rather, the current generation of intellectuals are in fact engaged and involved.  It is nostalgia for a golden age -- the age of Liberation, Communism, and Existentialism -- that foreshortens the reputation of the intellectual today.  But the golden age is a myth.
Tout cela est faux, archifaux, et prouve seulement que Saint-Sulpice n'est séparé de Saint-Germain que par quelques enjambées et par la piété du souvenir. Et revenons aux faits. [All this is false, badly false, and only proves that Saint-Sulpice is only separated from Saint-Germain by a few steps and the piety of memory.  Let us return to the facts.]
Julliard points out five salient facts. First, we sometimes confuse the intellectual and the literary artist.  The artist is valued for the aesthetic quality of his/her works, whereas the intellectual is valued for the significance of the impact of his/her ideas.  Second, the impact of Sartre and Camus on France's wars in Algeria or Vietnam was minimal, and later generations of French intellectuals have actually exercised greater influence.  In fact, Julliard argues that Lévy, Glucksmann, and Finkielkraut were more effective in their own interventions about policy in Bosnia than Sartre or Camus on the colonial wars.  Third, Julliard argues that modern media, including the blogosphere, have provided the contemporary intellectual with a much more powerful platform for disseminating ideas and values than was available to Zola, Sartre, or Camus.  He cites debates on the Israel-Palestine conflict, global warming, immigration, European governance, and even philosophy and literature, as locations of debate where modern media have amplified the voices of intellectuals.  Fourth, there is the question of designation: who decides who the "intellectuals" are?  The media select their talking heads; what confidence can the public have that these are the best voices available?  Julliard even suggests that there has been an inversion of quality; the telegenic pundit acquires reputation as a savant, rather than the savant being sought out as a pundit.  And fifth, there was a tendency of the "engaged" philosophers of the generation of Sartre, Merleau-Ponty, and Camus, to be engaged in service to a cause -- Communism, most commonly.  So the positions offered by these intellectuals were often enough not "intellectual" at all; they did not follow from the principles, ideas, and methods of the thinker, but rather derived from the position of a party or camp.  Today's intellectuals, Julliard suggests, are interested in ideas rather than ideologies.  And with this commitment they have returned to the real vocation of the intellectual:
En rompant avec l'idéologie abstraite au profit de l'universel concret, les intellectuels, du moins les plus novateurs d'entre eux, sont revenus à leur fonction essentielle : la critique sociale, et d'abord la critique de leur propre pratique. [Dispensing with abstract ideology, today's intellectuals have returned to their essential function: social criticism, and especially criticism of their own practice.]
So Julliard's telling of the story expresses several key points: France needs public intellectuals; there are several overlapping generations of thinkers who are filling this role (and more to come); and in fact, the decline of ideology and the rise of media and the Internet makes the voices of intellectuals more effective rather than less.  In his editorial in this issue Jean Daniel reaches a similar conclusion: "En un mot: depuis que nous n'avons plus confinace dans des idéologies, nous avons un frénétique besoin des idées. C'est-a-dire des intellectuels." [In a word: since we no longer have confidence in ideologies, we have urgent need of ideas; which is to say, intellectuals.]

In continuing the theme, Nouvel Obs returns to the debate of 1980 by talking again with several of the young intellectuals it consulted in that year.  Pascal Bruckner, Luc Ferry, and Gilles Lipovetsky offer their perspectives on the role of ideas and intellectuals in French society from the vantage point of 2010 (link).  And there is a challenging interview-discussion with Alain Badiou and Alain Finkielkraut on communism (link).  So Nouvel Obs is doing its part -- it is helping to bring to the fore debates and thinkers who can help France navigate into the twenty-first century.

There is one form of practical proof of the importance of intellectuals in contemporary France that is not so visible from the United States: the depth and pervasiveness of the presence of deeply thoughtful scholars and writers on French radio and television.  For a taste of the breadth and depth of the voices of intellectuals in French society today, consult the list of podcasts made available from radio programming at France Culture (link).  Particularly rich are Les nouveaux chemins de la connaissance (link) and Repliques (link). These programs exemplify serious voices, serious debates, and nuanced and extensive discussions.

In the United States it seems that the whole issue of the public intellectual plays out differently than in France.  To begin -- the great majority of the "public" have virtually no interest in or respect for academic discussions of issues.  Fox News, talk radio, and blistering political blogs fill that space.

Second, however, there is a subset of the American public that does have an appetite for more detailed and nuanced treatment of the issues that face us.  Slate.com has between 5 and 8 million unique readers a month; the Huffington Post logged about 10 million visitors in December, 2009; and NationalReview.com logs about 4.5 million readers a month.  The Facebook page for "Give me some serious discussion and debate about crucial issues!" could be huge.

Looking at the question from another angle -- the academic world in the United States is itself a meaningful segment of the workforce.  There are about 1.5 million post-secondary teachers (professors and lecturers) in the United States, and the majority of these have doctoral degrees.  Of these, a smaller number fall into traditional "intellectual" disciplines: English literature (74,800), Foreign literature (32,100), History (26,000), Philosophy and Religion (25,100), and Sociology (20,300), for a total of 178,300.  In engineering, mathematics, and the sciences there are another 262,600 post-secondary teachers.  (These data come from a Bureau of Labor Statistics snapshot for 2008 (link).)  So a small but meaningful proportion of the US population have advanced degrees and intellectual credentials.  They are a core segment of the audience for public intellectuals. And, of course, you don't have to be an academic to be an intellectual.

Further, there are a host of specialists and experts on specific crises -- environment, finance, globalization, war -- who are called upon to comment on specific issues, and there are specialized "think tanks" that promote and disseminate research on critical public issues.  Moreover, voices like that of Bill Moyers have offered critical and nuanced perspectives on public television (link) (regrettably, now off the air).  And the United States has a number of prominent academics who speak to a broad public -- Henry Louis Gates, Jeffrey Sachs, Martha Nussbaum, Cornel West, Michael Walzer, and James Gustave Speth, to name a few.  So there is a domain of intellectual discourse that succeeds in escaping the confines of the academic world and the limiting echo-chamber of cable television; this domain helps to create and feed an intellectual public.

Overall, it seems fair to say that public intellectuals have little influence on public opinion and public policy in the US today.  Perhaps Richard Hofstadter's Anti-Intellectualism in American Life (1963) still has a lot of validity.  But maybe, just maybe, it is also possible that the Internet is beginning to offer a bigger footprint for serious analysis and criticism for the American public and American policy makers.  Perhaps there is a broadening opportunity for intellectuals to help define the future for the United States and its role in the world.  And perhaps we can be more like France in this important dimension.

Public intellectuals in France and the US


What is the role of the intellectual in France in 2010?  And has that role declined in the past several decades?  Have the media and the internet profoundly eroded or devalued the voice of the intellectual in public space?  The Nouvel Observateur takes up these questions in a recent issue devoted to "Le pouvoir intellectuel" (link).

The line of thought is a complicated one.  Jacques Julliard frames the question by proposing that the public imagination of the intellectual involves a narrative of precipitous decline since the active engagements of Sartre, Beauvoir, and Camus.  There was a conception of the engaged intellectual who brought his/her ideas and convictions into opposition when state and society were going wrong -- Algeria, Vietnam, capitalism.  And, Julliard suggests, the common view is that the current generation of intellectuals have not succeeded -- perhaps have not even attempted -- at bringing theory, critique, and value into the public sphere.  Jean Daniel captures the idea in his editorial: "Faut-il rire des 'intellos'?"

But -- here is the complexity -- Julliard refutes this idea.  The tradition of the public intellectual is not attenuated or corrupted in France; rather, the current generation of intellectuals are in fact engaged and involved.  It is nostalgia for a golden age -- the age of Liberation, Communism, and Existentialism -- that foreshortens the reputation of the intellectual today.  But the golden age is a myth.
Tout cela est faux, archifaux, et prouve seulement que Saint-Sulpice n'est séparé de Saint-Germain que par quelques enjambées et par la piété du souvenir. Et revenons aux faits. [All this is false, badly false, and only proves that Saint-Sulpice is only separated from Saint-Germain by a few steps and the piety of memory.  Let us return to the facts.]
Julliard points out five salient facts. First, we sometimes confuse the intellectual and the literary artist.  The artist is valued for the aesthetic quality of his/her works, whereas the intellectual is valued for the significance of the impact of his/her ideas.  Second, the impact of Sartre and Camus on France's wars in Algeria or Vietnam was minimal, and later generations of French intellectuals have actually exercised greater influence.  In fact, Julliard argues that Lévy, Glucksmann, and Finkielkraut were more effective in their own interventions about policy in Bosnia than Sartre or Camus on the colonial wars.  Third, Julliard argues that modern media, including the blogosphere, have provided the contemporary intellectual with a much more powerful platform for disseminating ideas and values than was available to Zola, Sartre, or Camus.  He cites debates on the Israel-Palestine conflict, global warming, immigration, European governance, and even philosophy and literature, as locations of debate where modern media have amplified the voices of intellectuals.  Fourth, there is the question of designation: who decides who the "intellectuals" are?  The media select their talking heads; what confidence can the public have that these are the best voices available?  Julliard even suggests that there has been an inversion of quality; the telegenic pundit acquires reputation as a savant, rather than the savant being sought out as a pundit.  And fifth, there was a tendency of the "engaged" philosophers of the generation of Sartre, Merleau-Ponty, and Camus, to be engaged in service to a cause -- Communism, most commonly.  So the positions offered by these intellectuals were often enough not "intellectual" at all; they did not follow from the principles, ideas, and methods of the thinker, but rather derived from the position of a party or camp.  Today's intellectuals, Julliard suggests, are interested in ideas rather than ideologies.  And with this commitment they have returned to the real vocation of the intellectual:
En rompant avec l'idéologie abstraite au profit de l'universel concret, les intellectuels, du moins les plus novateurs d'entre eux, sont revenus à leur fonction essentielle : la critique sociale, et d'abord la critique de leur propre pratique. [Dispensing with abstract ideology, today's intellectuals have returned to their essential function: social criticism, and especially criticism of their own practice.]
So Julliard's telling of the story expresses several key points: France needs public intellectuals; there are several overlapping generations of thinkers who are filling this role (and more to come); and in fact, the decline of ideology and the rise of media and the Internet makes the voices of intellectuals more effective rather than less.  In his editorial in this issue Jean Daniel reaches a similar conclusion: "En un mot: depuis que nous n'avons plus confinace dans des idéologies, nous avons un frénétique besoin des idées. C'est-a-dire des intellectuels." [In a word: since we no longer have confidence in ideologies, we have urgent need of ideas; which is to say, intellectuals.]

In continuing the theme, Nouvel Obs returns to the debate of 1980 by talking again with several of the young intellectuals it consulted in that year.  Pascal Bruckner, Luc Ferry, and Gilles Lipovetsky offer their perspectives on the role of ideas and intellectuals in French society from the vantage point of 2010 (link).  And there is a challenging interview-discussion with Alain Badiou and Alain Finkielkraut on communism (link).  So Nouvel Obs is doing its part -- it is helping to bring to the fore debates and thinkers who can help France navigate into the twenty-first century.

There is one form of practical proof of the importance of intellectuals in contemporary France that is not so visible from the United States: the depth and pervasiveness of the presence of deeply thoughtful scholars and writers on French radio and television.  For a taste of the breadth and depth of the voices of intellectuals in French society today, consult the list of podcasts made available from radio programming at France Culture (link).  Particularly rich are Les nouveaux chemins de la connaissance (link) and Repliques (link). These programs exemplify serious voices, serious debates, and nuanced and extensive discussions.

In the United States it seems that the whole issue of the public intellectual plays out differently than in France.  To begin -- the great majority of the "public" have virtually no interest in or respect for academic discussions of issues.  Fox News, talk radio, and blistering political blogs fill that space.

Second, however, there is a subset of the American public that does have an appetite for more detailed and nuanced treatment of the issues that face us.  Slate.com has between 5 and 8 million unique readers a month; the Huffington Post logged about 10 million visitors in December, 2009; and NationalReview.com logs about 4.5 million readers a month.  The Facebook page for "Give me some serious discussion and debate about crucial issues!" could be huge.

Looking at the question from another angle -- the academic world in the United States is itself a meaningful segment of the workforce.  There are about 1.5 million post-secondary teachers (professors and lecturers) in the United States, and the majority of these have doctoral degrees.  Of these, a smaller number fall into traditional "intellectual" disciplines: English literature (74,800), Foreign literature (32,100), History (26,000), Philosophy and Religion (25,100), and Sociology (20,300), for a total of 178,300.  In engineering, mathematics, and the sciences there are another 262,600 post-secondary teachers.  (These data come from a Bureau of Labor Statistics snapshot for 2008 (link).)  So a small but meaningful proportion of the US population have advanced degrees and intellectual credentials.  They are a core segment of the audience for public intellectuals. And, of course, you don't have to be an academic to be an intellectual.

Further, there are a host of specialists and experts on specific crises -- environment, finance, globalization, war -- who are called upon to comment on specific issues, and there are specialized "think tanks" that promote and disseminate research on critical public issues.  Moreover, voices like that of Bill Moyers have offered critical and nuanced perspectives on public television (link) (regrettably, now off the air).  And the United States has a number of prominent academics who speak to a broad public -- Henry Louis Gates, Jeffrey Sachs, Martha Nussbaum, Cornel West, Michael Walzer, and James Gustave Speth, to name a few.  So there is a domain of intellectual discourse that succeeds in escaping the confines of the academic world and the limiting echo-chamber of cable television; this domain helps to create and feed an intellectual public.

Overall, it seems fair to say that public intellectuals have little influence on public opinion and public policy in the US today.  Perhaps Richard Hofstadter's Anti-Intellectualism in American Life (1963) still has a lot of validity.  But maybe, just maybe, it is also possible that the Internet is beginning to offer a bigger footprint for serious analysis and criticism for the American public and American policy makers.  Perhaps there is a broadening opportunity for intellectuals to help define the future for the United States and its role in the world.  And perhaps we can be more like France in this important dimension.

Public intellectuals in France and the US


What is the role of the intellectual in France in 2010?  And has that role declined in the past several decades?  Have the media and the internet profoundly eroded or devalued the voice of the intellectual in public space?  The Nouvel Observateur takes up these questions in a recent issue devoted to "Le pouvoir intellectuel" (link).

The line of thought is a complicated one.  Jacques Julliard frames the question by proposing that the public imagination of the intellectual involves a narrative of precipitous decline since the active engagements of Sartre, Beauvoir, and Camus.  There was a conception of the engaged intellectual who brought his/her ideas and convictions into opposition when state and society were going wrong -- Algeria, Vietnam, capitalism.  And, Julliard suggests, the common view is that the current generation of intellectuals have not succeeded -- perhaps have not even attempted -- at bringing theory, critique, and value into the public sphere.  Jean Daniel captures the idea in his editorial: "Faut-il rire des 'intellos'?"

But -- here is the complexity -- Julliard refutes this idea.  The tradition of the public intellectual is not attenuated or corrupted in France; rather, the current generation of intellectuals are in fact engaged and involved.  It is nostalgia for a golden age -- the age of Liberation, Communism, and Existentialism -- that foreshortens the reputation of the intellectual today.  But the golden age is a myth.
Tout cela est faux, archifaux, et prouve seulement que Saint-Sulpice n'est séparé de Saint-Germain que par quelques enjambées et par la piété du souvenir. Et revenons aux faits. [All this is false, badly false, and only proves that Saint-Sulpice is only separated from Saint-Germain by a few steps and the piety of memory.  Let us return to the facts.]
Julliard points out five salient facts. First, we sometimes confuse the intellectual and the literary artist.  The artist is valued for the aesthetic quality of his/her works, whereas the intellectual is valued for the significance of the impact of his/her ideas.  Second, the impact of Sartre and Camus on France's wars in Algeria or Vietnam was minimal, and later generations of French intellectuals have actually exercised greater influence.  In fact, Julliard argues that Lévy, Glucksmann, and Finkielkraut were more effective in their own interventions about policy in Bosnia than Sartre or Camus on the colonial wars.  Third, Julliard argues that modern media, including the blogosphere, have provided the contemporary intellectual with a much more powerful platform for disseminating ideas and values than was available to Zola, Sartre, or Camus.  He cites debates on the Israel-Palestine conflict, global warming, immigration, European governance, and even philosophy and literature, as locations of debate where modern media have amplified the voices of intellectuals.  Fourth, there is the question of designation: who decides who the "intellectuals" are?  The media select their talking heads; what confidence can the public have that these are the best voices available?  Julliard even suggests that there has been an inversion of quality; the telegenic pundit acquires reputation as a savant, rather than the savant being sought out as a pundit.  And fifth, there was a tendency of the "engaged" philosophers of the generation of Sartre, Merleau-Ponty, and Camus, to be engaged in service to a cause -- Communism, most commonly.  So the positions offered by these intellectuals were often enough not "intellectual" at all; they did not follow from the principles, ideas, and methods of the thinker, but rather derived from the position of a party or camp.  Today's intellectuals, Julliard suggests, are interested in ideas rather than ideologies.  And with this commitment they have returned to the real vocation of the intellectual:
En rompant avec l'idéologie abstraite au profit de l'universel concret, les intellectuels, du moins les plus novateurs d'entre eux, sont revenus à leur fonction essentielle : la critique sociale, et d'abord la critique de leur propre pratique. [Dispensing with abstract ideology, today's intellectuals have returned to their essential function: social criticism, and especially criticism of their own practice.]
So Julliard's telling of the story expresses several key points: France needs public intellectuals; there are several overlapping generations of thinkers who are filling this role (and more to come); and in fact, the decline of ideology and the rise of media and the Internet makes the voices of intellectuals more effective rather than less.  In his editorial in this issue Jean Daniel reaches a similar conclusion: "En un mot: depuis que nous n'avons plus confinace dans des idéologies, nous avons un frénétique besoin des idées. C'est-a-dire des intellectuels." [In a word: since we no longer have confidence in ideologies, we have urgent need of ideas; which is to say, intellectuals.]

In continuing the theme, Nouvel Obs returns to the debate of 1980 by talking again with several of the young intellectuals it consulted in that year.  Pascal Bruckner, Luc Ferry, and Gilles Lipovetsky offer their perspectives on the role of ideas and intellectuals in French society from the vantage point of 2010 (link).  And there is a challenging interview-discussion with Alain Badiou and Alain Finkielkraut on communism (link).  So Nouvel Obs is doing its part -- it is helping to bring to the fore debates and thinkers who can help France navigate into the twenty-first century.

There is one form of practical proof of the importance of intellectuals in contemporary France that is not so visible from the United States: the depth and pervasiveness of the presence of deeply thoughtful scholars and writers on French radio and television.  For a taste of the breadth and depth of the voices of intellectuals in French society today, consult the list of podcasts made available from radio programming at France Culture (link).  Particularly rich are Les nouveaux chemins de la connaissance (link) and Repliques (link). These programs exemplify serious voices, serious debates, and nuanced and extensive discussions.

In the United States it seems that the whole issue of the public intellectual plays out differently than in France.  To begin -- the great majority of the "public" have virtually no interest in or respect for academic discussions of issues.  Fox News, talk radio, and blistering political blogs fill that space.

Second, however, there is a subset of the American public that does have an appetite for more detailed and nuanced treatment of the issues that face us.  Slate.com has between 5 and 8 million unique readers a month; the Huffington Post logged about 10 million visitors in December, 2009; and NationalReview.com logs about 4.5 million readers a month.  The Facebook page for "Give me some serious discussion and debate about crucial issues!" could be huge.

Looking at the question from another angle -- the academic world in the United States is itself a meaningful segment of the workforce.  There are about 1.5 million post-secondary teachers (professors and lecturers) in the United States, and the majority of these have doctoral degrees.  Of these, a smaller number fall into traditional "intellectual" disciplines: English literature (74,800), Foreign literature (32,100), History (26,000), Philosophy and Religion (25,100), and Sociology (20,300), for a total of 178,300.  In engineering, mathematics, and the sciences there are another 262,600 post-secondary teachers.  (These data come from a Bureau of Labor Statistics snapshot for 2008 (link).)  So a small but meaningful proportion of the US population have advanced degrees and intellectual credentials.  They are a core segment of the audience for public intellectuals. And, of course, you don't have to be an academic to be an intellectual.

Further, there are a host of specialists and experts on specific crises -- environment, finance, globalization, war -- who are called upon to comment on specific issues, and there are specialized "think tanks" that promote and disseminate research on critical public issues.  Moreover, voices like that of Bill Moyers have offered critical and nuanced perspectives on public television (link) (regrettably, now off the air).  And the United States has a number of prominent academics who speak to a broad public -- Henry Louis Gates, Jeffrey Sachs, Martha Nussbaum, Cornel West, Michael Walzer, and James Gustave Speth, to name a few.  So there is a domain of intellectual discourse that succeeds in escaping the confines of the academic world and the limiting echo-chamber of cable television; this domain helps to create and feed an intellectual public.

Overall, it seems fair to say that public intellectuals have little influence on public opinion and public policy in the US today.  Perhaps Richard Hofstadter's Anti-Intellectualism in American Life (1963) still has a lot of validity.  But maybe, just maybe, it is also possible that the Internet is beginning to offer a bigger footprint for serious analysis and criticism for the American public and American policy makers.  Perhaps there is a broadening opportunity for intellectuals to help define the future for the United States and its role in the world.  And perhaps we can be more like France in this important dimension.

Thursday, June 24, 2010

Truth and reconciliation commissions


When does a society need a process of "truth and reconciliation" along the lines of such processes in South Africa, El Salvador, and Argentina?  Here are some recent examples of truth and reconciliation processes:  the fate of the "disappeared" in Argentina (link); Indian Residential Schools in Canada (link); Korean War civilian casualties (link); Liberian civil conflict (link); lynchings in the US South (link); and, of course, the Truth and Reconciliation Commission in South Africa (link).

The general theory of TRC is that a society is sometimes grievously divided over events and crimes that have occurred in the past, and that honest recognition of those crimes may lay a foundation for reconciliation within the society. Here is a summary statement of the purpose of a Truth and Reconciliation Commission from the South African Ministry of Justice:
... a commission is a necessary exercise to enable South Africans to come to terms with their past on a morally accepted basis and to advance the cause of reconciliation.
But what more can we say about what facts might trigger the need for a TRC process?

First, such a process is only invoked when there is a serious history of injustice within the community, leading to a situation in which one group has been badly treated by other groups or powerful institutions.  The stakes need to be high for current members of society in order to justify establishing a TRC.

Second, a TRC process seems to be most needed when the consequences of the past injustice persist into the present: the bad things that happened in the past continue to burden some groups in the present.

Third, there is an implication of abiding resentment and rancor within the current population. The injustice of the past continues to be a source of emotional division between members of the relevant groups. This is the reconciliation part of the agenda: by honestly confronting the facts about the past injustices, the groups subject to this treatment may be in a better place to resolve their rancor. And more practically, honest recognition of the past may lead to concrete steps in the present to restore the interests and rights of affected groups.

Fourth, there is a common feature of violence and subjugation in the instances where TRC processes have been invoked to date: pogroms, mass killings, lynchings, and other forms of inter-group violence.

So what are some important examples of historical circumstances where TRC is called for? There are many:
  • The expatriation of French Jews by the French government into the hands of the Nazis, leading to the deaths of thousands of people from this community.
  • The Rwandan genocide.
  • The Argentine military's policy of "disappearing" large numbers of its opponents, involving secret imprisonment, torture, and murder.
  • White violence against black people in the American South, enforcing white power through lynchings, shootings, and violent intimidation.
  • Organized ethnic cleansing and mass murder in Croatia, Bosnia, and Slovenia.
  • The fact of slavery as practiced in the United States through Emancipation.
  • The crimes of death squads in El Salvador in the 1980s, including a degree of US support and involvement.
  • Robert Mugabe's use of ZANU-PF paramilitary thugs in Zimbabwe to maintain his political power.
Here is the immediate question of interest in this posting: how do the facts of northern race relations fit into the parameters of truth and reconciliation?  In the Detroit area the Michigan Roundtable for Diversity and Inclusion is calling for a Truth and Reconciliation Commission to honestly examine the history of race and residence in the region (link).  The Roundtable states that --
The establishment of a Truth and Reconciliation Commission, inspired by the process that took place in South Africa, will allow us to develop an appropriate understanding of past injustices and to envision constructive remedies to create a new regional culture of fairness, equal opportunity and prosperity.
(Here is a link to the Facebook page for the organization in which the initiative is launched.)

So let's ask the crucial question: are the patterns of racial segregation and inequality of opportunity that are unmistakably involved in most US large cities an appropriate cause for a process of truth and reconciliation?

In many ways the answer appears to be "yes." Urban segregation was and is a source of massive injustice for black Americans.  It embodied a quasi-permanent pattern of inequality of opportunity and outcome on African-American citizens.  It was the result of specific but often hidden social practices that embodied a pattern of white privilege.  And these practices sometimes involved actual and threatened violence.  So entrenched discrimination and segregation constitute social harms that meet most of the criteria mentioned above, and the truth about the underlying mechanisms is not widely known.

In short, most honest observers would probably agree that the history of racial segregation in Southeast Michigan reflects serious injustice and continues to inflict harms on people in the region today.  These harms include disproportionate levels of poverty, unemployment, inadequate education, and differential health outcomes.  And many would agree as well that social injustices of this magnitude need to be addressed openly and honestly.

The map of the Detroit metropolitan area below represents a measure of "neighborhood opportunity" across the region.  It is published in an important report, "Opportunity for All," by john a. powell and the Kirwan Institute for the Study of Race and Ethnicity at Ohio State University (link).  What it documents in a very visual way is the current effects of past and present practices of residential segregation: the areas of high African-American population line up very precisely with the areas of low "neighborhood opportunity".  (Here is a keynote address by john a. powell to the Michigan Roundtable for Diversity and Inclusion (link) that lays out the data in great detail.)


So a sustained and honest effort to uncover and disseminate the historical causes of these patterns of racial segregation in the region is a positive step forward.

What is perhaps more difficult to answer is the question of efficacy.  Do these TRC processes actually work?  Do they succeed in changing attitudes in the populations in which they operate?  Do they help communities develop more harmonious and collaborative approaches to the problems they face?  And does "truth" lead to "reconciliation" in a significant number of cases?  The Michigan Roundtable conducted a survey of racial attitudes in Michigan in 2009, and one question in particular stands out.  In 2009 56% of residents said that we will have racial equality "in 100 years" or "never," compared to 48% in 2008.  In other words, well over half of all Michigan citizens despair of achieving racial equality within five generations.  And 68% of African American citizens in Michigan expressed the same lack of hope.  We need to do better than this at achieving real racial equality; the question is, whether the proposed Truth and Reconciliation Commission can help us move forward in practical and effective ways.

Truth and reconciliation commissions


When does a society need a process of "truth and reconciliation" along the lines of such processes in South Africa, El Salvador, and Argentina?  Here are some recent examples of truth and reconciliation processes:  the fate of the "disappeared" in Argentina (link); Indian Residential Schools in Canada (link); Korean War civilian casualties (link); Liberian civil conflict (link); lynchings in the US South (link); and, of course, the Truth and Reconciliation Commission in South Africa (link).

The general theory of TRC is that a society is sometimes grievously divided over events and crimes that have occurred in the past, and that honest recognition of those crimes may lay a foundation for reconciliation within the society. Here is a summary statement of the purpose of a Truth and Reconciliation Commission from the South African Ministry of Justice:
... a commission is a necessary exercise to enable South Africans to come to terms with their past on a morally accepted basis and to advance the cause of reconciliation.
But what more can we say about what facts might trigger the need for a TRC process?

First, such a process is only invoked when there is a serious history of injustice within the community, leading to a situation in which one group has been badly treated by other groups or powerful institutions.  The stakes need to be high for current members of society in order to justify establishing a TRC.

Second, a TRC process seems to be most needed when the consequences of the past injustice persist into the present: the bad things that happened in the past continue to burden some groups in the present.

Third, there is an implication of abiding resentment and rancor within the current population. The injustice of the past continues to be a source of emotional division between members of the relevant groups. This is the reconciliation part of the agenda: by honestly confronting the facts about the past injustices, the groups subject to this treatment may be in a better place to resolve their rancor. And more practically, honest recognition of the past may lead to concrete steps in the present to restore the interests and rights of affected groups.

Fourth, there is a common feature of violence and subjugation in the instances where TRC processes have been invoked to date: pogroms, mass killings, lynchings, and other forms of inter-group violence.

So what are some important examples of historical circumstances where TRC is called for? There are many:
  • The expatriation of French Jews by the French government into the hands of the Nazis, leading to the deaths of thousands of people from this community.
  • The Rwandan genocide.
  • The Argentine military's policy of "disappearing" large numbers of its opponents, involving secret imprisonment, torture, and murder.
  • White violence against black people in the American South, enforcing white power through lynchings, shootings, and violent intimidation.
  • Organized ethnic cleansing and mass murder in Croatia, Bosnia, and Slovenia.
  • The fact of slavery as practiced in the United States through Emancipation.
  • The crimes of death squads in El Salvador in the 1980s, including a degree of US support and involvement.
  • Robert Mugabe's use of ZANU-PF paramilitary thugs in Zimbabwe to maintain his political power.
Here is the immediate question of interest in this posting: how do the facts of northern race relations fit into the parameters of truth and reconciliation?  In the Detroit area the Michigan Roundtable for Diversity and Inclusion is calling for a Truth and Reconciliation Commission to honestly examine the history of race and residence in the region (link).  The Roundtable states that --
The establishment of a Truth and Reconciliation Commission, inspired by the process that took place in South Africa, will allow us to develop an appropriate understanding of past injustices and to envision constructive remedies to create a new regional culture of fairness, equal opportunity and prosperity.
(Here is a link to the Facebook page for the organization in which the initiative is launched.)

So let's ask the crucial question: are the patterns of racial segregation and inequality of opportunity that are unmistakably involved in most US large cities an appropriate cause for a process of truth and reconciliation?

In many ways the answer appears to be "yes." Urban segregation was and is a source of massive injustice for black Americans.  It embodied a quasi-permanent pattern of inequality of opportunity and outcome on African-American citizens.  It was the result of specific but often hidden social practices that embodied a pattern of white privilege.  And these practices sometimes involved actual and threatened violence.  So entrenched discrimination and segregation constitute social harms that meet most of the criteria mentioned above, and the truth about the underlying mechanisms is not widely known.

In short, most honest observers would probably agree that the history of racial segregation in Southeast Michigan reflects serious injustice and continues to inflict harms on people in the region today.  These harms include disproportionate levels of poverty, unemployment, inadequate education, and differential health outcomes.  And many would agree as well that social injustices of this magnitude need to be addressed openly and honestly.

The map of the Detroit metropolitan area below represents a measure of "neighborhood opportunity" across the region.  It is published in an important report, "Opportunity for All," by john a. powell and the Kirwan Institute for the Study of Race and Ethnicity at Ohio State University (link).  What it documents in a very visual way is the current effects of past and present practices of residential segregation: the areas of high African-American population line up very precisely with the areas of low "neighborhood opportunity".  (Here is a keynote address by john a. powell to the Michigan Roundtable for Diversity and Inclusion (link) that lays out the data in great detail.)


So a sustained and honest effort to uncover and disseminate the historical causes of these patterns of racial segregation in the region is a positive step forward.

What is perhaps more difficult to answer is the question of efficacy.  Do these TRC processes actually work?  Do they succeed in changing attitudes in the populations in which they operate?  Do they help communities develop more harmonious and collaborative approaches to the problems they face?  And does "truth" lead to "reconciliation" in a significant number of cases?  The Michigan Roundtable conducted a survey of racial attitudes in Michigan in 2009, and one question in particular stands out.  In 2009 56% of residents said that we will have racial equality "in 100 years" or "never," compared to 48% in 2008.  In other words, well over half of all Michigan citizens despair of achieving racial equality within five generations.  And 68% of African American citizens in Michigan expressed the same lack of hope.  We need to do better than this at achieving real racial equality; the question is, whether the proposed Truth and Reconciliation Commission can help us move forward in practical and effective ways.

Truth and reconciliation commissions


When does a society need a process of "truth and reconciliation" along the lines of such processes in South Africa, El Salvador, and Argentina?  Here are some recent examples of truth and reconciliation processes:  the fate of the "disappeared" in Argentina (link); Indian Residential Schools in Canada (link); Korean War civilian casualties (link); Liberian civil conflict (link); lynchings in the US South (link); and, of course, the Truth and Reconciliation Commission in South Africa (link).

The general theory of TRC is that a society is sometimes grievously divided over events and crimes that have occurred in the past, and that honest recognition of those crimes may lay a foundation for reconciliation within the society. Here is a summary statement of the purpose of a Truth and Reconciliation Commission from the South African Ministry of Justice:
... a commission is a necessary exercise to enable South Africans to come to terms with their past on a morally accepted basis and to advance the cause of reconciliation.
But what more can we say about what facts might trigger the need for a TRC process?

First, such a process is only invoked when there is a serious history of injustice within the community, leading to a situation in which one group has been badly treated by other groups or powerful institutions.  The stakes need to be high for current members of society in order to justify establishing a TRC.

Second, a TRC process seems to be most needed when the consequences of the past injustice persist into the present: the bad things that happened in the past continue to burden some groups in the present.

Third, there is an implication of abiding resentment and rancor within the current population. The injustice of the past continues to be a source of emotional division between members of the relevant groups. This is the reconciliation part of the agenda: by honestly confronting the facts about the past injustices, the groups subject to this treatment may be in a better place to resolve their rancor. And more practically, honest recognition of the past may lead to concrete steps in the present to restore the interests and rights of affected groups.

Fourth, there is a common feature of violence and subjugation in the instances where TRC processes have been invoked to date: pogroms, mass killings, lynchings, and other forms of inter-group violence.

So what are some important examples of historical circumstances where TRC is called for? There are many:
  • The expatriation of French Jews by the French government into the hands of the Nazis, leading to the deaths of thousands of people from this community.
  • The Rwandan genocide.
  • The Argentine military's policy of "disappearing" large numbers of its opponents, involving secret imprisonment, torture, and murder.
  • White violence against black people in the American South, enforcing white power through lynchings, shootings, and violent intimidation.
  • Organized ethnic cleansing and mass murder in Croatia, Bosnia, and Slovenia.
  • The fact of slavery as practiced in the United States through Emancipation.
  • The crimes of death squads in El Salvador in the 1980s, including a degree of US support and involvement.
  • Robert Mugabe's use of ZANU-PF paramilitary thugs in Zimbabwe to maintain his political power.
Here is the immediate question of interest in this posting: how do the facts of northern race relations fit into the parameters of truth and reconciliation?  In the Detroit area the Michigan Roundtable for Diversity and Inclusion is calling for a Truth and Reconciliation Commission to honestly examine the history of race and residence in the region (link).  The Roundtable states that --
The establishment of a Truth and Reconciliation Commission, inspired by the process that took place in South Africa, will allow us to develop an appropriate understanding of past injustices and to envision constructive remedies to create a new regional culture of fairness, equal opportunity and prosperity.
(Here is a link to the Facebook page for the organization in which the initiative is launched.)

So let's ask the crucial question: are the patterns of racial segregation and inequality of opportunity that are unmistakably involved in most US large cities an appropriate cause for a process of truth and reconciliation?

In many ways the answer appears to be "yes." Urban segregation was and is a source of massive injustice for black Americans.  It embodied a quasi-permanent pattern of inequality of opportunity and outcome on African-American citizens.  It was the result of specific but often hidden social practices that embodied a pattern of white privilege.  And these practices sometimes involved actual and threatened violence.  So entrenched discrimination and segregation constitute social harms that meet most of the criteria mentioned above, and the truth about the underlying mechanisms is not widely known.

In short, most honest observers would probably agree that the history of racial segregation in Southeast Michigan reflects serious injustice and continues to inflict harms on people in the region today.  These harms include disproportionate levels of poverty, unemployment, inadequate education, and differential health outcomes.  And many would agree as well that social injustices of this magnitude need to be addressed openly and honestly.

The map of the Detroit metropolitan area below represents a measure of "neighborhood opportunity" across the region.  It is published in an important report, "Opportunity for All," by john a. powell and the Kirwan Institute for the Study of Race and Ethnicity at Ohio State University (link).  What it documents in a very visual way is the current effects of past and present practices of residential segregation: the areas of high African-American population line up very precisely with the areas of low "neighborhood opportunity".  (Here is a keynote address by john a. powell to the Michigan Roundtable for Diversity and Inclusion (link) that lays out the data in great detail.)


So a sustained and honest effort to uncover and disseminate the historical causes of these patterns of racial segregation in the region is a positive step forward.

What is perhaps more difficult to answer is the question of efficacy.  Do these TRC processes actually work?  Do they succeed in changing attitudes in the populations in which they operate?  Do they help communities develop more harmonious and collaborative approaches to the problems they face?  And does "truth" lead to "reconciliation" in a significant number of cases?  The Michigan Roundtable conducted a survey of racial attitudes in Michigan in 2009, and one question in particular stands out.  In 2009 56% of residents said that we will have racial equality "in 100 years" or "never," compared to 48% in 2008.  In other words, well over half of all Michigan citizens despair of achieving racial equality within five generations.  And 68% of African American citizens in Michigan expressed the same lack of hope.  We need to do better than this at achieving real racial equality; the question is, whether the proposed Truth and Reconciliation Commission can help us move forward in practical and effective ways.

Monday, June 21, 2010

Concrete sociological knowledge


Is there a place within the social sciences for the representation of concrete, individual-level experience?  Is there a valid kind of knowledge expressed by the descriptions provided by an observant resident of a specific city or an experienced traveler in the American South in the 1940s?  Or does social knowledge need to take the form of some kind of generalization about the social world?  Does sociology require that we go beyond the particulars of specific people and social arrangements?

There is certainly a genre of social observation that serves just this intimate descriptive function: an astute, empathetic observer spends time in a location, meeting a number of people and learning a lot about their lives and thoughts.  Studs Terkel's work defines this genre -- both in print and in his radio interviews over so many years.  A particularly good example is Working: People Talk About What They Do All Day and How They Feel About What They Do.  But Studs is a journalist and a professional observer; does he really contribute to "sociological knowledge"? (See this earlier post on Studs.)

Perhaps a better example of "concrete, individual-level experience" for sociology can be drawn closer to home, in Erving Goffman's work.  (Here is an earlier discussion of some of Goffman's work; link.)  Here are the opening words of The Presentation of Self in Everyday Life (1956):
I mean this report to serve as a sort of handbook detailing one sociological perspective from which social life can be studied, especially the kind of social life that is organised within the physical confines of a building or plant. A set of features will be described which together form a framework that can be applied to any concrete social establishment, be it domestic, industrial, or commercial. 
The perspective employed in this report is that of the theatrical performance; the principles derived are dramaturgical ones. I shall consider the way in which the individual in ordinary work situations presents himself and his activity to others, the ways in which he guides and controls the impression they form of him, and the kinds of things he may and may not do while sustaining his performance before them. In using this model I will attempt not to make light of its obvious inadequacies.  The stage presents things that are make-believe; presumably life presents things that are real and sometimes not well rehearsed. More important, perhaps, on the stage one player presents himself in the guise of a character to characters projected by other players; the audience constitutes a third party to the interaction -- one that is essential and yet, if the stage performance were real, one that would not be there. In real life, the three parties are compressed into two; the part one individual plays is tailored to the parts played by the others present, and yet these others also constitute the audience. Still other inadequacies in this model will be considered later.
The illustrative materials used in this study are of mixed status: some are taken from respectable researches where qualified generalisations are given concerning reliably recorded regularities; some are taken from informal memoirs written by colourful people; many fall in between. The justification for this approach (as I take to be the justification for Simmel's also) is that the illustrations together fit into a coherent framework that ties together bits of experience the reader has already had and provides the student with a guide worth testing in case studies of institutional social life. (preface)
 Goffman's text throughout this book relies on numerous specific descriptions of the behavior of real estate agents, dentists, military officers, servants, and medical doctors in concrete and particular social settings.  Here are a few examples:
[funerals] Similarly, at middle-class American funerals, a hearse driver, decorously dressd in black and tactfully located at the outskirts of the cemetery during the service, may be allowed to smoke, but he is likely to shock and anger the bereaved if he happens to flick his cigarette stub into a bush, letting it describe an elegant arc, instead of circumspectly dropping it at his feet. (35)
[formal dinners] Thus if a household is to stage a formal dinner, someone in uniform or livery will be required as part of the working team. The individual who plays this part must direct at himself the social definition of a menial. At the same time the individual taking the part of hostess must direct at herself, and foster by her appearance and manner, the social definition of someone upon whom it is natural for menials to wait. This was strikingly demonstrated in the island tourist hotel studied by the writer. There an overall impression of middle-class service was achieved by the management, who allocated to themselves the roles of middle-class host and hostess and to their employees that of maids -- although in terms of the local class structure the girls who acted as maids were of slightly higher status than the hotel owners who employed them. (47-48)
[hospitals] Thus, if doctors are to prevent cancer patients from learning the identity of their disease, it will be useful to scatter the cancer patients throughout the hospital so that they will not be able to learn from the identity of their ward the identity of their disorder. (The hospital staff, incidentally, may be forced to spend more time walking corridors and moving equipment because of this staging strategy than would otherwise be necessary.) (59)
[hotel kitchens] The study of the island hotel previously cited provides another example of the problems workers face when they have insufficient control of their backstage. Within the hotel kitchen, where the guests' food was prepared and where the staff ate and spent their day, crofters' culture tended to prevail, involving a characteristic pattern of clothing, food habits, table manners, language, employer-employee relations, cleanliness standards, etc. This culture was felt to be different from, and lower in esteem than, British middle-class culture, which tended to prevail in the dining room and other places in the hotel. The doors leading from the kitchen to the other parts of the hotel were a constant sore spot in the organization of work. (72)
So Goffman's sociology in this work is heavily dependent on the kind of concrete social observation and description that is at issue here.  Much of the interest of the book is the precision and deftness through which Goffman dissects and describes these concrete instances of social interaction.  This supports one answer to the question with which we began: careful, exacting and perceptive description of particular social phenomena is an important and epistemically valid form of sociological knowledge.  Studs Terkel contributes to our knowledge of the social world when he accurately captures the voice of the miner, the hotel worker, or the taxi driver; and a very important part of this contribution is the discovery of the singular and variable features of these voices.

At the same time, it is clear that Goffman goes beyond the concrete descriptions of restaurants, medical offices, and factory floors that he offers to formulate and support a more general theory of social behavior: that individuals convey themselves through social roles that are prescribed for various social settings, and that much social behavior is performance.  (This performative interpretation of social action is discussed in an earlier post.)  And this suggests that there is a further implicature within our understanding of the goals of sociological knowledge: the idea that concrete descriptions should potentially lead to some sort of generalization, contrast, or causal interpretation.

Concrete sociological knowledge


Is there a place within the social sciences for the representation of concrete, individual-level experience?  Is there a valid kind of knowledge expressed by the descriptions provided by an observant resident of a specific city or an experienced traveler in the American South in the 1940s?  Or does social knowledge need to take the form of some kind of generalization about the social world?  Does sociology require that we go beyond the particulars of specific people and social arrangements?

There is certainly a genre of social observation that serves just this intimate descriptive function: an astute, empathetic observer spends time in a location, meeting a number of people and learning a lot about their lives and thoughts.  Studs Terkel's work defines this genre -- both in print and in his radio interviews over so many years.  A particularly good example is Working: People Talk About What They Do All Day and How They Feel About What They Do.  But Studs is a journalist and a professional observer; does he really contribute to "sociological knowledge"? (See this earlier post on Studs.)

Perhaps a better example of "concrete, individual-level experience" for sociology can be drawn closer to home, in Erving Goffman's work.  (Here is an earlier discussion of some of Goffman's work; link.)  Here are the opening words of The Presentation of Self in Everyday Life (1956):
I mean this report to serve as a sort of handbook detailing one sociological perspective from which social life can be studied, especially the kind of social life that is organised within the physical confines of a building or plant. A set of features will be described which together form a framework that can be applied to any concrete social establishment, be it domestic, industrial, or commercial. 
The perspective employed in this report is that of the theatrical performance; the principles derived are dramaturgical ones. I shall consider the way in which the individual in ordinary work situations presents himself and his activity to others, the ways in which he guides and controls the impression they form of him, and the kinds of things he may and may not do while sustaining his performance before them. In using this model I will attempt not to make light of its obvious inadequacies.  The stage presents things that are make-believe; presumably life presents things that are real and sometimes not well rehearsed. More important, perhaps, on the stage one player presents himself in the guise of a character to characters projected by other players; the audience constitutes a third party to the interaction -- one that is essential and yet, if the stage performance were real, one that would not be there. In real life, the three parties are compressed into two; the part one individual plays is tailored to the parts played by the others present, and yet these others also constitute the audience. Still other inadequacies in this model will be considered later.
The illustrative materials used in this study are of mixed status: some are taken from respectable researches where qualified generalisations are given concerning reliably recorded regularities; some are taken from informal memoirs written by colourful people; many fall in between. The justification for this approach (as I take to be the justification for Simmel's also) is that the illustrations together fit into a coherent framework that ties together bits of experience the reader has already had and provides the student with a guide worth testing in case studies of institutional social life. (preface)
 Goffman's text throughout this book relies on numerous specific descriptions of the behavior of real estate agents, dentists, military officers, servants, and medical doctors in concrete and particular social settings.  Here are a few examples:
[funerals] Similarly, at middle-class American funerals, a hearse driver, decorously dressd in black and tactfully located at the outskirts of the cemetery during the service, may be allowed to smoke, but he is likely to shock and anger the bereaved if he happens to flick his cigarette stub into a bush, letting it describe an elegant arc, instead of circumspectly dropping it at his feet. (35)
[formal dinners] Thus if a household is to stage a formal dinner, someone in uniform or livery will be required as part of the working team. The individual who plays this part must direct at himself the social definition of a menial. At the same time the individual taking the part of hostess must direct at herself, and foster by her appearance and manner, the social definition of someone upon whom it is natural for menials to wait. This was strikingly demonstrated in the island tourist hotel studied by the writer. There an overall impression of middle-class service was achieved by the management, who allocated to themselves the roles of middle-class host and hostess and to their employees that of maids -- although in terms of the local class structure the girls who acted as maids were of slightly higher status than the hotel owners who employed them. (47-48)
[hospitals] Thus, if doctors are to prevent cancer patients from learning the identity of their disease, it will be useful to scatter the cancer patients throughout the hospital so that they will not be able to learn from the identity of their ward the identity of their disorder. (The hospital staff, incidentally, may be forced to spend more time walking corridors and moving equipment because of this staging strategy than would otherwise be necessary.) (59)
[hotel kitchens] The study of the island hotel previously cited provides another example of the problems workers face when they have insufficient control of their backstage. Within the hotel kitchen, where the guests' food was prepared and where the staff ate and spent their day, crofters' culture tended to prevail, involving a characteristic pattern of clothing, food habits, table manners, language, employer-employee relations, cleanliness standards, etc. This culture was felt to be different from, and lower in esteem than, British middle-class culture, which tended to prevail in the dining room and other places in the hotel. The doors leading from the kitchen to the other parts of the hotel were a constant sore spot in the organization of work. (72)
So Goffman's sociology in this work is heavily dependent on the kind of concrete social observation and description that is at issue here.  Much of the interest of the book is the precision and deftness through which Goffman dissects and describes these concrete instances of social interaction.  This supports one answer to the question with which we began: careful, exacting and perceptive description of particular social phenomena is an important and epistemically valid form of sociological knowledge.  Studs Terkel contributes to our knowledge of the social world when he accurately captures the voice of the miner, the hotel worker, or the taxi driver; and a very important part of this contribution is the discovery of the singular and variable features of these voices.

At the same time, it is clear that Goffman goes beyond the concrete descriptions of restaurants, medical offices, and factory floors that he offers to formulate and support a more general theory of social behavior: that individuals convey themselves through social roles that are prescribed for various social settings, and that much social behavior is performance.  (This performative interpretation of social action is discussed in an earlier post.)  And this suggests that there is a further implicature within our understanding of the goals of sociological knowledge: the idea that concrete descriptions should potentially lead to some sort of generalization, contrast, or causal interpretation.

Concrete sociological knowledge


Is there a place within the social sciences for the representation of concrete, individual-level experience?  Is there a valid kind of knowledge expressed by the descriptions provided by an observant resident of a specific city or an experienced traveler in the American South in the 1940s?  Or does social knowledge need to take the form of some kind of generalization about the social world?  Does sociology require that we go beyond the particulars of specific people and social arrangements?

There is certainly a genre of social observation that serves just this intimate descriptive function: an astute, empathetic observer spends time in a location, meeting a number of people and learning a lot about their lives and thoughts.  Studs Terkel's work defines this genre -- both in print and in his radio interviews over so many years.  A particularly good example is Working: People Talk About What They Do All Day and How They Feel About What They Do.  But Studs is a journalist and a professional observer; does he really contribute to "sociological knowledge"? (See this earlier post on Studs.)

Perhaps a better example of "concrete, individual-level experience" for sociology can be drawn closer to home, in Erving Goffman's work.  (Here is an earlier discussion of some of Goffman's work; link.)  Here are the opening words of The Presentation of Self in Everyday Life (1956):
I mean this report to serve as a sort of handbook detailing one sociological perspective from which social life can be studied, especially the kind of social life that is organised within the physical confines of a building or plant. A set of features will be described which together form a framework that can be applied to any concrete social establishment, be it domestic, industrial, or commercial. 
The perspective employed in this report is that of the theatrical performance; the principles derived are dramaturgical ones. I shall consider the way in which the individual in ordinary work situations presents himself and his activity to others, the ways in which he guides and controls the impression they form of him, and the kinds of things he may and may not do while sustaining his performance before them. In using this model I will attempt not to make light of its obvious inadequacies.  The stage presents things that are make-believe; presumably life presents things that are real and sometimes not well rehearsed. More important, perhaps, on the stage one player presents himself in the guise of a character to characters projected by other players; the audience constitutes a third party to the interaction -- one that is essential and yet, if the stage performance were real, one that would not be there. In real life, the three parties are compressed into two; the part one individual plays is tailored to the parts played by the others present, and yet these others also constitute the audience. Still other inadequacies in this model will be considered later.
The illustrative materials used in this study are of mixed status: some are taken from respectable researches where qualified generalisations are given concerning reliably recorded regularities; some are taken from informal memoirs written by colourful people; many fall in between. The justification for this approach (as I take to be the justification for Simmel's also) is that the illustrations together fit into a coherent framework that ties together bits of experience the reader has already had and provides the student with a guide worth testing in case studies of institutional social life. (preface)
 Goffman's text throughout this book relies on numerous specific descriptions of the behavior of real estate agents, dentists, military officers, servants, and medical doctors in concrete and particular social settings.  Here are a few examples:
[funerals] Similarly, at middle-class American funerals, a hearse driver, decorously dressd in black and tactfully located at the outskirts of the cemetery during the service, may be allowed to smoke, but he is likely to shock and anger the bereaved if he happens to flick his cigarette stub into a bush, letting it describe an elegant arc, instead of circumspectly dropping it at his feet. (35)
[formal dinners] Thus if a household is to stage a formal dinner, someone in uniform or livery will be required as part of the working team. The individual who plays this part must direct at himself the social definition of a menial. At the same time the individual taking the part of hostess must direct at herself, and foster by her appearance and manner, the social definition of someone upon whom it is natural for menials to wait. This was strikingly demonstrated in the island tourist hotel studied by the writer. There an overall impression of middle-class service was achieved by the management, who allocated to themselves the roles of middle-class host and hostess and to their employees that of maids -- although in terms of the local class structure the girls who acted as maids were of slightly higher status than the hotel owners who employed them. (47-48)
[hospitals] Thus, if doctors are to prevent cancer patients from learning the identity of their disease, it will be useful to scatter the cancer patients throughout the hospital so that they will not be able to learn from the identity of their ward the identity of their disorder. (The hospital staff, incidentally, may be forced to spend more time walking corridors and moving equipment because of this staging strategy than would otherwise be necessary.) (59)
[hotel kitchens] The study of the island hotel previously cited provides another example of the problems workers face when they have insufficient control of their backstage. Within the hotel kitchen, where the guests' food was prepared and where the staff ate and spent their day, crofters' culture tended to prevail, involving a characteristic pattern of clothing, food habits, table manners, language, employer-employee relations, cleanliness standards, etc. This culture was felt to be different from, and lower in esteem than, British middle-class culture, which tended to prevail in the dining room and other places in the hotel. The doors leading from the kitchen to the other parts of the hotel were a constant sore spot in the organization of work. (72)
So Goffman's sociology in this work is heavily dependent on the kind of concrete social observation and description that is at issue here.  Much of the interest of the book is the precision and deftness through which Goffman dissects and describes these concrete instances of social interaction.  This supports one answer to the question with which we began: careful, exacting and perceptive description of particular social phenomena is an important and epistemically valid form of sociological knowledge.  Studs Terkel contributes to our knowledge of the social world when he accurately captures the voice of the miner, the hotel worker, or the taxi driver; and a very important part of this contribution is the discovery of the singular and variable features of these voices.

At the same time, it is clear that Goffman goes beyond the concrete descriptions of restaurants, medical offices, and factory floors that he offers to formulate and support a more general theory of social behavior: that individuals convey themselves through social roles that are prescribed for various social settings, and that much social behavior is performance.  (This performative interpretation of social action is discussed in an earlier post.)  And this suggests that there is a further implicature within our understanding of the goals of sociological knowledge: the idea that concrete descriptions should potentially lead to some sort of generalization, contrast, or causal interpretation.

Saturday, June 19, 2010

Short thoughts from Clifford Geertz


Clifford Geertz was a frequent contributor to the New York Review of Books, and he succeeded remarkably well in bridging the gap between the university and the public in many of his "postings."  (I think of these contributions as a pre-web version of a blog.)  Many of these contributions are collected in a superb recent volume, Life among the Anthros and Other Essays, edited by Fred Inglis.  These range from his first contribution to NYRB in 1967, "Under the Mosquito Net," on Malinowski, to his last in 2005, "Very Bad News," a review of Jared Diamond, Collapse: How Societies Choose to Fail or Succeed and Richard Posner, Catastrophe: Risk and Response.  A common theme across the essays is the often surprising and sometimes comic misunderstandings that have occurred across major geo-cultural cleavages, including especially the west and Islam.

Geertz had a splendid eye for making sense of ideas and meanings -- pulling out the figure from the ground.  Here are a few lines on the significance of Foucault:
Foucault's leading ideas are not in themselves all that complex; just unusually difficult to render plausible.  The most prominent of them, and the one for which he has drawn the most attention, is that history is not a continuity, one thing growing organically out of the last and into the next, like the chapters in some nineteenth-century romance.  It is a series of radical discontinuities, ruptures, breaks, each of which involves a wholly novel mutation in the possibilities for human observation, thought, and action....  Under whatever label, they are to be dealt with "archaeologically,"  That is, they are first to be characterized acording to the rules determining what kinds of perception and experience can exist within their limits, what can be seen, said, performed, and thought in the conceptual domain they define.  That done, they are then to be put into a pure series, a genealogical sequence in which what is shown is not how one has given causal rise to another but how one has formed itself in the space left vacant by another, ultimately covering it over with new realities.  The past is not prologue, like the discrete strata of Schliemann's site, it is a mere succession of buried presents. ("Stir Crazy," 1978, 30)
This is a very concise, insightful statement of Foucault's position, and certainly more understandable than any particular stretch of The Archaeology of Knowledge & The Discourse on Language.

Or consider a key and enduring topic for Geertz: the difficulties that intrude on gaining a single, consistent, and fact-based representation of another culture.  "In Search of North Africa" was published in NYRB in 1971, and poses many of the questions of plural interpretation and perspective that are hallmarks of Geertz's own meta-view of ethnography.  
Academic monographs, social realism documentaries, and belletristic essays compete to develop a representational form in which Maghrebi society can be caught and communicated.  The first result of the dawning realization that though society doubtless exists independently of the activity of sociologists, sociology does not, is a proliferation of genres.  The second, still so faint as to be scarcely visible, is the development of the sort of radically experimental attitude toward modes of representation that set in so much earlier elsewhere in modern culture. (62)
Here Geertz raises the questions of objectivity and perspective that are unavoidable in the human sciences.  "The document makers [of films and books] are, if anything, even more bound to the notion that social reality is presented to them directly and that the main thing is to look at it with sufficient care and the appropriate attitude."  But, Geertz suggests, the relationships between social reality, representation, and knowledge are more complicated than this.

Here is one reason why the simplistic realism of the documentarian won't work: 
North Africa doesn't even divide into institutions.  The reason Maghrebi society is so hard to get into focus and keep there is that it is a vast collection of coteries.  It is not blocked out into large, well-orgaized, permanent groupings -- parties, classes, tribes, races -- engaged in a long-term struggle for ascendancy. It is not dominated by tightly knit bureaucracies concentrating and managing social power; not driven by grand ideological movements seeking to transform the rules of the game; not immobilized by a hardened cake of custom locking men into fixed systems of rights and duties. (63)
Or, in other words, the business of choosing a conceptual scheme and then applying it objectively to Maghrebi society is doomed from the start; the social activities, groupings, and transactions themselves are fluid and ever-changing.  "Structure after structure -- family, village, clan, class, sect, army, party, elite, state -- turns out, when more narrowly looked at, to be an ad hoc constellation of miniature systems of power, a cloud of unstable micro-politics, which compete, ally, gather strength, and, very soon, overextended, fragment again" (63). (This perspective converges closely with the ideas offered in the plasticity and heterogeneity threads here.)

And what about catastrophe?  Geertz takes up Jared Diamond and Richard Posner in one of his last contributions to NYRB in 2005.  Geertz acknowledges the bad news all around us, when it comes to the ways in which human society seems to be capable of destroying itself through its own activities.  But he has a bone to pick with both of them: they really don't get down into the sociology, the psychology, and the cultural frames of the people who make up our modern societies.  And yet these contextual, local details matter enormously in how a group responds to catastrophe. Here is Geertz's critique of both Diamond and Posner:
What is most striking about both Diamond's and Posner's views of human behavior is how sociologically think and how lacking in psychological depth they are.  Neither the one, who seems to regard societies as collective persons, minded super-beings intending, deciding, acting, choosing, nor the other, for whom there are only goal-seeking individuals, perceiving and calculating rational actors not always rational, has very much to say about the social and cultural contexts in which their disasters unfold.  Either heedless and profligate populations "blunder" or "stumble" their way into self-destruction or strategizing utility maximizers fail to appreciate the true dimensions of the problems they face.  What happens to them happens in locales and settings, not in culturally and politically configurated life-worlds--singular situations, immediate occasions, particular circumstances. But it is within such life-worlds, situations, occasions, circumstances, that calamity, when it occurs, takes intelligible shape, and it is that shape that determines both the response to it and the effects that it has. (165)
In a word, Geertz puts it forward that even our largest concerns about our social futures require the kind of detailed, meaning-inflected and locally specific understandings that a certain kind of ethnographic imagination brings forward.  We need "local knowledge" to navigate a global future.

This volume is a great example of the role that a certain kind of publishing can play in our intellectual lives: capturing and refreshing the insights of thinkers and observers over a period of decades.  Geertz's ideas in this volume were the product of his evolving mind from the sixties to the end of his life; and it is enormously stimulating to keep that long evolution in front of our minds as we grapple with our own issues and innovations.  We tend to think only of the most recent ideas and contributions as "cutting edge"; but there is a hugely important dimension of historical depth that we can discover by returning to the insights of earlier generations.

(See an earlier post on Robert Darnton that illustrates another important intellectual corpus laid out in the pages of decades of the NYRB.  The image above is, of course, a photo of a Balinese cockfight, one of Geertz's ethnographic icons.)